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CPT Courses

Securities and Futures Commission (SFC) CPT Requirements

According to the regulations of the Securities and Futures Commission in Hong Kong, every licensed individual must complete a minimum of 5 hours of Continuous Professional Training (CPT) each calendar year, for each type of Regulated Activity (RA) with which they are involved.  However, if the person is licensed for more than one type of RA within the same competence group, he/she only needs to take 5 CPT hours altogether.

As defined by the Securities and Futures Ordinance (SFO Cap. 571), these include:
Competence Group A: Type 1: Dealing in Securities
Type 4: Advising on Securities
Type 8: Securities Margin Financing
Competence Group B: Type 2: Dealing in Futures Contracts
Type 5: Advising on Futures Contracts
Competence Group C: Type 3: Leveraged Foreign Exchange Trading
Competence Group D: Type 6: Advising on Corporate Finance
Competence Group E: Type 9: Asset Management
Competence Group F: Type 10: Providing Credit Rating Services
But with an exception of Type 7: Providing Automated Trading Services
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Profectional® is proud to offer an exciting range of SFC CPT courses in Hong Kong, presented by some of the region's leading experts and financial services educators.  These courses are more than just a way to stay up to date with your registration obligations; they are a way for you and your staff to expand on your expertise, and offer your clients more.

Special Discount: 10% Off

Upcoming CPT Courses
Course: RME Elective: Anti-Money Laundering Essentials
for Financial Institutions and Designated Non-Financial
Businesses or Partnerships
*

Discount Ends Thursday, Register Now!
RME Elective: Anti-Money Laundering Essentials for Financial Institutions and Designated Non-Financial Businesses or Partnerships
Presenter(s): Mr. Gavin Shiu
Code:
EVT000000201
Date: 12 October 2017 (Thursday)
Time: 14:30 - 17:45
Venue: Kornerstone Institute, 15/F, Hip Shing Hong Centre,
55 Des Voeux Road Central, Central, Hong Kong
Language: English
Accreditation(s): LSHK RME Elective Course status being applied for
LSHK CPD Points being applied for
SFC 3.0 CPT Hours
Admission: Standard Fee: HK$1,980.00
Advanced Booking: HK$1,780.00
(on or before 28 September 2017)
Course: Cloud Computing Risks: Security and Policies
- An Appreciation for Legal Professionals
*
Cloud Computing Risks: Security and Policies - An Appreciation for Legal Professionals
Presenter(s): Mr. Anthony Lim
Code:
EVT000000185
Date: 20 October 2017 (Friday)
Time: 09:30 - 12:45
Venue: Kornerstone Institute, 15/F, Hip Shing Hong Centre,
55 Des Voeux Road Central, Central, Hong Kong
Language: English
Accreditation(s): LSHK 3.0 CPD Points
SFC 3.0 CPT Hours
Admission: Standard Fee: HK$1,780.00
Advanced Booking: HK$1,480.00
(on or before 6 October 2017)
Course: Insurance Law * Insurance Law
Presenter(s): Mr. Gary Meggitt
Code:
EVT000000194
Date: 24 October 2017 (Tuesday) (Amended)
Time: 14:30 - 17:45 (Amended)
Venue: Kornerstone Institute, 15/F, Hip Shing Hong Centre,
55 Des Voeux Road Central, Central, Hong Kong
Language: English
Accreditation(s): LSHK 3.0 CPD Points
SFC 3.0 CPT Hours
Admission: Standard Fee: HK$1,780.00
Advanced Booking: HK$1,480.00
(on or before 10 October 2017)
Course: Duties and Liabilities of Responsible Officers ("RO")
and Manager-in-Charge ("MIC") Under the Securities and
Futures Commission ("SFC") 'New' Regulatory Regime
*
Duties and Liabilities of Responsible Officers ("RO") and Manager-in-Charge ("MIC") Under the Securities and Futures Commission ("SFC") 'New' Regulatory Regime
Presenter(s): Mr. Stephen Suen
Code:
EVT000000204
Date: 25 October 2017 (Wednesday)
Time: 09:30 - 12:45
Venue: Kornerstone Institute, 15/F, Hip Shing Hong Centre,
55 Des Voeux Road Central, Central, Hong Kong
Language: English
Accreditation(s): LSHK CPD Points being applied for
SFC 3.0 CPT Hours
Admission: Standard Fee: HK$1,780.00
Advanced Booking: HK$1,480.00
(on or before 11 October 2017)
Past CPT Courses
2013
2014
2015
2016
2017
* Courses jointly provided in partnership with:  Kornerstone Limited
The Profectional Company Limited
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Telephone: +852 3118 2371 | Facsimile: +852 3118 2372
Postal Address: P.O. Box 9993, General Post Office, Hong Kong

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