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CPT Courses

Securities and Futures Commission (SFC) CPT Requirements

According to the regulations of the Securities and Futures Commission in Hong Kong, every licensed individual must complete a minimum of 5 hours of Continuous Professional Training (CPT) each calendar year, for each type of Regulated Activity (RA) with which they are involved.  However, if the person is licensed for more than one type of RA within the same competence group, he/she only needs to take 5 CPT hours altogether.

As defined by the Securities and Futures Ordinance (SFO Cap. 571), these include:
Competence Group A: Type 1: Dealing in Securities
Type 4: Advising on Securities
Type 8: Securities Margin Financing
Competence Group B: Type 2: Dealing in Futures Contracts
Type 5: Advising on Futures Contracts
Competence Group C: Type 3: Leveraged Foreign Exchange Trading
Competence Group D: Type 6: Advising on Corporate Finance
Competence Group E: Type 9: Asset Management
Competence Group F: Type 10: Providing Credit Rating Services
But with an exception of Type 7: Providing Automated Trading Services
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Profectional® is proud to offer an exciting range of SFC CPT courses in Hong Kong, presented by some of the region's leading experts and financial services educators.  These courses are more than just a way to stay up to date with your registration obligations; they are a way for you and your staff to expand on your expertise, and offer your clients more.

Special Discount: 10% Off

Upcoming CPD Courses
Course: Insurance Law #
Last Chance, Register Now!
Insurance Law
Presenter(s): Mr. Gary Meggitt
Code:
EVT000000249
Date: 19 October 2018 (Friday) (Amended)
Time: 09:30 - 12:45 (Amended)
Venue: Kornerstone Institute, 15/F, Hip Shing Hong Centre,
55 Des Voeux Road Central, Central, Hong Kong
Language: English
Accreditation(s): LSHK 3.0 CPD Points
SFC 3.0 CPT Hours
Admission: Standard Fee: HK$1,780.00
Course: Treatment of Foreign Investment:
International Perspectives
#

Last Chance, Register Now!
Treatment of Foreign Investment: International Perspectives
Presenter(s): Prof. Julien Chaisse
Code:
EVT000000255
Date: 26 October 2018 (Friday) (Amended)
Time: 09:30 - 12:45
Venue: Kornerstone Institute, 15/F, Hip Shing Hong Centre,
55 Des Voeux Road Central, Central, Hong Kong
Language: English
Accreditation(s): LSHK 3.0 CPD Points
SFC 3.0 CPT Hours
Admission: Standard Fee: HK$1,780.00
Course: Anti-Money Laundering in Financial Institutions #
Last Chance, Register Now!
Anti-Money Laundering in Financial Institutions
Presenter(s): Ms Michelle C.Y. Dou
Code:
EVT000000271
Date: 29 October 2018 (Monday)
Time: 14:30 - 17:45
Venue: Kornerstone Institute, 15/F, Hip Shing Hong Centre,
55 Des Voeux Road Central, Central, Hong Kong
Language: English
Accreditation(s): LSHK 3.0 CPD Points
SFC 3.0 CPT Hours
Admission: Standard Fee: HK$1,780.00
Course: Identifying Anti-Money Laundering (AML) Issues
in Employment Process
#

Last Chance, Register Now!
Identifying Anti-Money Laundering (AML) Issues in Employment Process
Presenter(s): Mr. Albert So
Code:
EVT000000259
Date: 31 October 2018 (Wednesday) (Amended)
Time: 09:30 - 12:45
Venue: Kornerstone Institute, 15/F, Hip Shing Hong Centre,
55 Des Voeux Road Central, Central, Hong Kong
Language: English
Accreditation(s): LSHK 3.0 CPD Points
SFC 3.0 CPT Hours
Admission: Standard Fee: HK$1,780.00
Course: SFC Investigation # SFC Investigation
Presenter(s): Ms Michelle C.Y. Dou
Code:
EVT000000272
Date: 23 November 2018 (Friday)
Time: 14:30 - 17:45
Venue: Kornerstone Institute, 15/F, Hip Shing Hong Centre,
55 Des Voeux Road Central, Central, Hong Kong
Language: English
Accreditation(s): LSHK 3.0 CPD Points
SFC 3.0 CPT Hours
Admission: Standard Fee: HK$1,780.00
Advanced Booking: HK$1,480.00
(on or before 9 November 2018)
Course: The Changing Global Landscape of International
Tax Co-operation: BEPS and the Trade/Investment
Challenges
#
The Changing Global Landscape of International Tax Co-operation: BEPS and the Trade/Investment Challenges
Presenter(s): Prof. Julien Chaisse
Code:
EVT000000256
Date: 30 November 2018 (Friday) (Amended)
Time: 09:30 - 12:45 (Amended)
Venue: Kornerstone Institute, 15/F, Hip Shing Hong Centre,
55 Des Voeux Road Central, Central, Hong Kong
Language: English
Accreditation(s): LSHK 3.0 CPD Points
SFC 3.0 CPT Hours
Admission: Standard Fee: HK$1,780.00
Advanced Booking: HK$1,480.00
(on or before 16 November 2018)
Past CPT Courses
2013
2014
2015
2016
2017
2018
* Courses supported by:  Kornerstone Limited
# Courses provided by: 
The Profectional Company Limited
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Telephone: +852 3118 2371 | Facsimile: +852 3118 2372
Postal Address: P.O. Box 9993, General Post Office, Hong Kong

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