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CPT Courses

Securities and Futures Commission (SFC) CPT Requirements

According to the regulations of the Securities and Futures Commission in Hong Kong, every licensed individual must complete a minimum of 5 hours of Continuous Professional Training (CPT) each calendar year, for each type of Regulated Activity (RA) with which they are involved.  However, if the person is licensed for more than one type of RA within the same competence group, he/she only needs to take 5 CPT hours altogether.

As defined by the Securities and Futures Ordinance (SFO Cap. 571), these include:
Competence Group A: Type 1: Dealing in Securities
Type 4: Advising on Securities
Type 8: Securities Margin Financing
Competence Group B: Type 2: Dealing in Futures Contracts
Type 5: Advising on Futures Contracts
Competence Group C: Type 3: Leveraged Foreign Exchange Trading
Competence Group D: Type 6: Advising on Corporate Finance
Competence Group E: Type 9: Asset Management
Competence Group F: Type 10: Providing Credit Rating Services
But with an exception of Type 7: Providing Automated Trading Services
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Profectional® is proud to offer an exciting range of SFC CPT courses in Hong Kong, presented by some of the region's leading experts and financial services educators.  These courses are more than just a way to stay up to date with your registration obligations; they are a way for you and your staff to expand on your expertise, and offer your clients more.

Special Discount: 10% Off

Upcoming CPT Courses
Course: Introduction to Property Valuation & Site Valuation *
Discount Ends Monday, Register Now!
Introduction to Property Valuation & Site Valuation
Presenter(s): Mr. Leung Sun Chuen
Code:
EVT000000184
Date: 10 July 2017 (Monday)
Time: 14:30 - 17:45
Venue: Kornerstone Institute, 15/F, Hip Shing Hong Centre,
55 Des Voeux Road Central, Central, Hong Kong
Language: English
Accreditation(s): LSHK CPD Points being applied for
SFC 3.0 CPT Hours
Admission: Standard Fee: HK$1,780.00
Advanced Booking: HK$1,480.00
(on or before 26 June 2017)
Course: Cloud Computing Risks: Security and Policies
- An Appreciation for Legal Professionals
*
Cloud Computing Risks: Security and Policies - An Appreciation for Legal Professionals
Presenter(s): Mr. Anthony Lim
Code:
EVT000000185
Date: 20 October 2017 (Friday)
Time: 09:30 - 12:45
Venue: Kornerstone Institute, 15/F, Hip Shing Hong Centre,
55 Des Voeux Road Central, Central, Hong Kong
Language: English
Accreditation(s): LSHK CPD Points being applied
SFC 3.0 CPT Hours
Admission: Standard Fee: HK$1,780.00
Advanced Booking: HK$1,480.00
(on or before 6 October 2017)
Past CPT Courses
2013
2014
2015
2016
2017
* Courses jointly provided in partnership with:  Kornerstone Limited
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