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CPT Courses

Securities and Futures Commission (SFC) CPT Requirements

According to the regulations of the Securities and Futures Commission in Hong Kong, every licensed individual must complete a minimum of 5 hours of Continuous Professional Training (CPT) each calendar year, for each type of Regulated Activity (RA) with which they are involved.  However, if the person is licensed for more than one type of RA within the same competence group, he/she only needs to take 5 CPT hours altogether.

As defined by the Securities and Futures Ordinance (SFO Cap. 571), these include:
Competence Group A: Type 1: Dealing in Securities
Type 4: Advising on Securities
Type 8: Securities Margin Financing
Competence Group B: Type 2: Dealing in Futures Contracts
Type 5: Advising on Futures Contracts
Competence Group C: Type 3: Leveraged Foreign Exchange Trading
Competence Group D: Type 6: Advising on Corporate Finance
Competence Group E: Type 9: Asset Management
Competence Group F: Type 10: Providing Credit Rating Services
But with an exception of Type 7: Providing Automated Trading Services
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Profectional® is proud to offer an exciting range of SFC CPT courses in Hong Kong, presented by some of the region's leading experts and financial services educators.  These courses are more than just a way to stay up to date with your registration obligations; they are a way for you and your staff to expand on your expertise, and offer your clients more.

Special Discount: 10% Off

Upcoming CPD Courses
Course: Legal Issues of Bitcoin, Initial Coin Offerings (ICO)
and Other "Cryptocurrencies"
#
Legal Issues of Bitcoin, Initial Coin Offerings (ICO) and Other "Cryptocurrencies"
Presenter(s): Mr. Albert So
Code:
EVT000000217
Date: 19 March 2018 (Monday)
Time: 09:30 - 12:45
Venue: Kornerstone Institute, 15/F, Hip Shing Hong Centre,
55 Des Voeux Road Central, Central, Hong Kong
Language: English
Accreditation(s): LSHK CPD Points being applied for
SFC 3.0 CPT Hours
Admission: Standard Fee: HK$1780.00
Advanced Booking: HK$1,480.00
(on or before 5 March 2018)
Course: Islamic Finance and the Belt and Road Initiative # Islamic Finance and the Belt and Road Initiative
Presenter(s): Mr. Amirali B. Nasir, J.P.
Code:
EVT000000224
Date: 27 March 2018 (Tuesday)
Time: 09:30 - 12:45
Venue: Kornerstone Institute, 15/F, Hip Shing Hong Centre,
55 Des Voeux Road Central, Central, Hong Kong
Language: English
Accreditation(s): LSHK CPD Points being applied for
SFC 3.0 CPT Hours
Admission: Standard Fee: HK$1,780.00
Advanced Booking: HK$1,480.00
(on or before 13 March 2018)
Course: Equity Crowdfunding # Equity Crowdfunding
Presenter(s): Mr. Albert So
Code:
EVT000000218
Date: 9 April 2018 (Monday)
Time: 09:30 - 12:45
Venue: Kornerstone Institute, 15/F, Hip Shing Hong Centre,
55 Des Voeux Road Central, Central, Hong Kong
Language: English
Accreditation(s): LSHK CPD Points being applied for
SFC 3.0 CPT Hours
Admission: Standard Fee: HK$1780.00
Advanced Booking: HK$1,480.00
(on or before 26 March 2018)
Course: Insurance Law # Insurance Law
Presenter(s): Mr. Gary Meggitt
Code:
EVT000000215
Date: 11 April 2018 (Wednesday)
Time: 14:30 - 17:45
Venue: Kornerstone Institute, 15/F, Hip Shing Hong Centre,
55 Des Voeux Road Central, Central, Hong Kong
Language: English
Accreditation(s): LSHK CPD Points being applied for
SFC 3.0 CPT Hours
Admission: Standard Fee: HK$1,780.00
Advanced Booking: HK$1,480.00
(on or before 28 March 2018)
Course: Micro-Financing: Peer-to-Peer Money Lending # Micro-Financing: Peer-to-Peer Money Lending
Presenter(s): Mr. Albert So
Code:
EVT000000220
Date: 2 May 2018 (Wednesday)
Time: 09:30 - 12:45
Venue: Kornerstone Institute, 15/F, Hip Shing Hong Centre,
55 Des Voeux Road Central, Central, Hong Kong
Language: English
Accreditation(s): LSHK CPD Points being applied for
SFC 3.0 CPT Hours
Admission: Standard Fee: HK$1780.00
Advanced Booking: HK$1,480.00
(on or before 18 April 2018)
Course: Cloud Computing Risks: Security and Policies
- An Appreciation for Legal Professionals
#
Cloud Computing Risks: Security and Policies - An Appreciation for Legal Professionals
Presenter(s): Mr. Anthony Lim
Code:
EVT000000213
Date: 18 May 2018 (Friday)
Time: 09:30 - 12:45
Venue: Kornerstone Institute, 15/F, Hip Shing Hong Centre,
55 Des Voeux Road Central, Central, Hong Kong
Language: English
Accreditation(s): LSHK 3.0 CPD Points
SFC 3.0 CPT Hours
Admission: Standard Fee: HK$1,780.00
Advanced Booking: HK$1,480.00
(on or before 4 May 2018)
Past CPT Courses
2013
2014
2015
2016
2017
* Courses supported by:  Kornerstone Limited
# Courses provided by: 
The Profectional Company Limited
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Telephone: +852 3118 2371 | Facsimile: +852 3118 2372
Postal Address: P.O. Box 9993, General Post Office, Hong Kong

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