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CPT Courses

Securities and Futures Commission (SFC) CPT Requirements

According to the regulations of the Securities and Futures Commission in Hong Kong, every licensed individual must complete a minimum of 5 hours of Continuous Professional Training (CPT) each calendar year, for each type of Regulated Activity (RA) with which they are involved.  However, if the person is licensed for more than one type of RA within the same competence group, he/she only needs to take 5 CPT hours altogether.

As defined by the Securities and Futures Ordinance (SFO Cap. 571), these include:
Competence Group A: Type 1: Dealing in Securities
Type 4: Advising on Securities
Type 8: Securities Margin Financing
Competence Group B: Type 2: Dealing in Futures Contracts
Type 5: Advising on Futures Contracts
Competence Group C: Type 3: Leveraged Foreign Exchange Trading
Competence Group D: Type 6: Advising on Corporate Finance
Competence Group E: Type 9: Asset Management
Competence Group F: Type 10: Providing Credit Rating Services
But with an exception of Type 7: Providing Automated Trading Services
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Profectional® is proud to offer an exciting range of SFC CPT courses in Hong Kong, presented by some of the region's leading experts and financial services educators.  These courses are more than just a way to stay up to date with your registration obligations; they are a way for you and your staff to expand on your expertise, and offer your clients more.

Special Discount: 10% Off

Past CPT Courses
Upcoming CPT Courses
Course: Introduction to the World of Blockchain,
Cryptocurrency, WEB3 & Metaverse:
Regulations & Developments in Hong Kong
Introduction to the World of Blockchain, Cryptocurrency, WEB3 & Metaverse: Regulations & Developments in Hong Kong
Presenter(s): Mr. Eddie Chou
Date: 1 August 2024 (Thursday)
Time: 14:30 - 17:45
Venue: Option of:
(1) Online via Zoom; or
(2) Kornerstone Institute, 15/F, Hip Shing Hong Centre,
55 Des Voeux Road Central, Central, Hong Kong
Language: English
Accreditation(s): LSHK CPD Points being applied for
SFC 3.0 CPT Hours
Admission: Standard Fee: HK$1,980.00
Advanced Booking: HK$1,680.00
(on or before 18 July 2024)
* Courses supported by:  Kornerstone Limited
# Courses provided by: 
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