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Securities and Futures Commission (SFC) CPT Requirements

According to the regulations of the Securities and Futures Commission in Hong Kong, every licensed individual must complete a minimum of 5 hours of Continuous Professional Training (CPT) each calendar year, for each type of Regulated Activity (RA) with which they are involved.  However, if the person is licensed for more than one type of RA within the same competence group, he/she only needs to take 5 CPT hours altogether.

As defined by the Securities and Futures Ordinance (SFO Cap. 571), these include:
Competence Group A: Type 1: Dealing in Securities
Type 4: Advising on Securities
Type 8: Securities Margin Financing
Competence Group B: Type 2: Dealing in Futures Contracts
Type 5: Advising on Futures Contracts
Competence Group C: Type 3: Leveraged Foreign Exchange Trading
Competence Group D: Type 6: Advising on Corporate Finance
Competence Group E: Type 9: Asset Management
Competence Group F: Type 10: Providing Credit Rating Services
But with an exception of Type 7: Providing Automated Trading Services
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Profectional® is proud to offer an exciting range of SFC CPT courses in Hong Kong, presented by some of the region's leading experts and financial services educators.  These courses are more than just a way to stay up to date with your registration obligations; they are a way for you and your staff to expand on your expertise, and offer your clients more.

Special Discount: 10% Off

Upcoming CPT Courses
Course: ChainTalk (1): Disruptive Blockchain,
New Cyber Identity and Digital Currency Revolution
#

Discount Ends Today, Register Now!
ChainTalk (1): Disruptive Blockchain, New Cyber Identity and Digital Currency Revolution
Presenter(s): Prof. Emil Chan
Ms Frankie Tam
Code:
EVT000000325
Date: 8 October 2020 (Thursday)
Time: 09:30 - 12:45
Venue: Online via Zoom
Language: English
Accreditation(s): LSHK CPD Points being applied for
SFC 3.0 CPT Hours
Admission: Standard Fee: HK$1,780.00
Advanced Booking: HK$1,480.00
(on or before 25 September 2020)
Course: Insurance Law #
Discount Ends Monday, Register Now!
Insurance Law
Presenter(s): Mr. Gary Meggitt
Code:
EVT000000315
Date: 12 October 2020 (Monday)
Time: 09:30 - 12:45
Venue: Online via Zoom
Language: English
Accreditation(s): LSHK CPD Points being applied for
SFC 3.0 CPT Hours
Admission: Standard Fee: HK$1,780.00
Advanced Booking: HK$1,480.00
(on or before 28 September 2020)
Course: ChainTalk (2): Disruptive Blockchain
and the Surge of DeFi (Decentralised Finance)
#
ChainTalk (2): Disruptive Blockchain and the Surge of DeFi (Decentralised Finance)
Presenter(s): Prof. Emil Chan
Ms Frankie Tam
Code:
EVT000000326
Date: 22 October 2020 (Thursday)
Time: 09:30 - 12:45
Venue: Online via Zoom
Language: English
Accreditation(s): LSHK CPD Points being applied for
SFC 3.0 CPT Hours
Admission: Standard Fee: HK$1,780.00
Advanced Booking: HK$1,480.00
(on or before 8 October 2020)
Course: Introduction to the World of Blockchain and
Cryptocurrency: Blockchain Ecosystem in Hong Kong
#
Introduction to the World of Blockchain and Cryptocurrency: Blockchain Ecosystem in Hong Kong
Presenter(s): Mr. Eddie Chou
Code:
EVT000000329
Date: 29 October 2020 (Thursday)
Time: 09:30 - 12:45
Venue: Online via Zoom
Language: English
Accreditation(s): LSHK CPD Points being applied for
SFC 3.0 CPT Hours
Admission: Standard Fee: HK$1,780.00
Advanced Booking: HK$1,480.00
(on or before 15 October 2020)
Past CPT Courses
2013
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2015
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2017
2018
2019
* Courses supported by:  Kornerstone Limited
# Courses provided by: 
The Profectional Company Limited
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Telephone: +852 3118 2371 | Facsimile: +852 3118 2372
Postal Address: P.O. Box 9993, General Post Office, Hong Kong

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