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CPD/CPT Course:
Listed Companies

Presented by
Mr. Clemence Yeung,

Listed Companies
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Code: EVT000000277 Level: Intermediate
Date: 22 July 2019 (Monday) (Amended) Language: English
Time: 14:30 - 17:45
(Reception starts at 14:00)
Accreditation(s): LSHK 3.0 CPD Points
SFC 3.0 CPT Hours
Venue: Request for Rerun:
Please Contact Us for Details
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Presenter's Profile:
Mr. Clemence Yeung

Mr. Yeung was called to the Bar in 1997.  Prior to that he was admitted as a solicitor in England and Wales and in Hong Kong and practised as a solicitor in the litigation department of an international firm.  He was a contributor to Halsbury's Laws of Hong Kong Volume 18(1) Maritime Law (Butterworths) and has authored a book on the law of unjust enrichment in Hong Kong.

Course Outline:

This talk focuses on three key areas relevant to practitioners advising on matters concerned with listed companies: scheme of arrangement (privatisation), the consultation paper on backdoor listing (with update if conclusions on the consultation are published before May 2019) and market misconduct.

Recent cases and other relevant materials to be considered include:

  • Scheme of arrangement
    1. An Overview
    2. Recent Cases
      • Re Enice Holdings Co. Ltd. [2018] HKCU 2694
      • Re China Assets (Holdings) Ltd. [2017] HKCU 3119
  • Market misconduct
    1. Scaffolding
      • The report of the Market Misconduct Tribunal into dealings in the shares QPL International Holdings Ltd. (25 February 2009)
      • 證券及期貨事務監察委員會 訴 陳景倫及另一人 [2014] HKCU 86
    2. Layering
      • Decision Notice of the Financial Conduct Authority in 7722656 Canada Inc. formerly carrying on business as Swift Trade Inc. c/o BBRMS Holdings Inc.
      • 7722656 Canada Inc. v. Financial Conduct Authority [2013] Lloyd’s LR (FC) 381
      • Financial Conduct Authority v. Da Vinci Invest Ltd. and others [2016] 1 BCLC 554
    3. Self-trades
      • Australian Securities Commission v. Nomura International PLC (1998) 29 ACSR 473
      • The report of the Market Misconduct Tribunal into dealings in the shares of Sino Katalytics Investment Corp. (16 August 2012)
    4. Special crossings
      • Re Rosenberg v. Australian Securities and Investments Commissions (2010) 117 ALD 582
    5. Stabilisation
    6. Miscellaneous cases
      • The Securities and Futures Commission v. Young Bik Fung and others [2018] HKCFA 45
      • The Securities and Futures Commission v. Yiu Hoi Ying Charles and others [2018] HKCFA 44
      • The report of the Market Misconduct Tribunal into dealings in the shares of Citic Ltd. (7 April 2017)
      • Securities and Futures Commission v. Qunxing Paper Holdings Co. Ltd. and others [2018] 4 HKC 465
  • Backdoor listing
    1. Hong Kong Stock Exchange’s Consultation Paper on Backdoor Listing, Continuing Listing Criteria and Other Rule Amendments (25 Sep 2018)

This course is provided by:  Kornerstone Limited
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